From: Neil Foster <neil.foster@newcastle.edu.au>
To: Robert Stevens <robert.stevens@law.ox.ac.uk>
Donal Nolan <donal.nolan@law.ox.ac.uk>
Andrew Tettenborn <a.m.tettenborn@swansea.ac.uk>
Christine Beuermann <Christine.Beuermann@newcastle.ac.uk>
Barry Allan <barry.allan@otago.ac.nz>
CC: obligations@uwo.ca
Date: 06/06/2020 07:22:53 UTC
Subject: Re: HCA on battery and use of force with passing comments on bystanders

Dear Colleagues;

I won’t be able to respond to all the interesting comments on this thread, but perhaps worth making a few points. The issue in this case was only a problem for Gageler J, as he was the only member of the court who thought that the relevant statute did authorise use of the tear gas here by prison officers against the main “rioter”. So the question he then had to face was, if the defence of “lawful authority” was able to be used in that case, could it be used as against a battery claim by the “bystanders” (those in adjacent cells).

First, to comment on whether this was a plausible battery claim to start with. As Christine points out, under Australian law at any rate (not I think UK law since Letang v Cooper?) battery can be committed by carelessness as well as a full intention to interfere with a person’ bodily integrity. So to spread tear gas into an area where you can foresee there will be persons who it will “strike”, is plausibly a battery in Australia. (While I can’t think of an authority where the matter is explicitly discussed, it seems fairly obvious that causing particles of a gas, even invisible particles, to impact someone else is just as much a battery as hitting them with a rock or a stick. For examples of cases which assumed that the use of “capsicum spray” was a battery (although using the word “assault” the courts clearly intended to refer to battery) see Bannerman v Victoria [2009] VSC 438 and Broughton v The State of New South Wales [2009] NSWDC 5.)

One can of course imagine cases where this would be harder to establish. Filling an area with gas which you reasonably think has no people in it would not be battery, and of course probably not “negligence” either. Here it was clear that the authorities knew the gas would impact the bystanders.

Second, then, is it a defence to claim that it was necessary to use the gas to restrain someone else? As Gageler J points out at [35], this was not the sort of “necessity” case where deployment of the gas was needed to prevent some greater harm occurring to the bystanders- they were not otherwise at risk from the principal rioter. Could it be said to give rise to a defence of “public necessity”, however? (The sort of defence that has been held to apply in cases where one person’s house was pulled down to prevent spread of a fire which may have engulfed the whole community.) In the end it seems that in para [46] what Gageler J is formulating is an exception to the defence of public necessity which would otherwise apply to a police officer or similar law enforcement official, forced in order to quell a breach of the peace to do incidental harm to bystanders. In those circumstances, he seems to be saying, the defence of public necessity will not apply, and the police officer (invariably today, the State on behalf of the police officer) will be required to compensate the victim. To be more precise, the police officer when sued by the bystanders will be unable to rely on the defence of public necessity which might otherwise apply.

The slightly odd thing about this carefully crafted exception, however, is that it only applies where the harm has been caused by a state official. To adjust Donal’s memorable example of the bear attacking a group of children, suppose the bear is in a zoo and one young person has fallen into the enclosure, and the bear was only attacking him. Donal applies the tear gas to drive him away, incidentally causing harm to the bystanders outside the cage looking on (who were in no danger) as well as the victim. Donal could use the defence of necessity in response to a claim by the (especially ungrateful) victim, and presumably he could also use the defence of “public necessity” in claims by the bystanders; but a police officer in a similar case could not, according to Gageler J.

The final sentence in para [49] is challenging, though:

 

“The tortious liability and concomitant entitlement to an award of compensatory damages by a court administering the common law is unaffected by the circumstance that a court administering equity would decline to restrain the tortious but necessitous use of force by pre-emptive injunction.”

 

Does this mean that compensation is payable even though the actions of the officials were not “wrong”? No, it accepts that there is “tortious liability”. So what does it mean to say that a court of equity asked beforehand would not restrain the act? Of course the realities are that usually such will not be possible. But if someone had approached a court and asked for an injunction against the use of tear gas on offenders where innocent bystanders might be affected, would the court be obliged to refuse such an injunction? But I may be misunderstanding.

By the way, Matt I think made some comments about the onus of proof of consent in battery. It seems fairly clear that the majority view in Australia is that “lack of consent” is not an element of the tort of battery, but rather that consent is a defence which must be pleaded by the defendant. Usually obiter comments of McHugh J in Marions case are cited. But there was interesting dissent from this position a few years ago by Leeming JA in White v Johnston [2015] NSWCA 18 (quoting Christopherson v Bare (1848) 11 QB 473; 116 ER 554- see paras [113]-[118])- although in that case it was obiter and that position has not since been accepted by other judges of the court.

 

Regards

Neil

 

 

NEIL FOSTER

Associate Professor, Newcastle Law School

Faculty of Business and Law

409 Hunter St

Newcastle

 

T: +61 2 49217430

E: neil.foster@newcastle.edu.au

 

Further details: http://www.newcastle.edu.au/profile/neil-foster

My publications: http://works.bepress.com/neil_foster/ , http://ssrn.com/author=504828 

Blog: https://lawandreligionaustralia.blog

 

 

The University of Newcastle (UoN)

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From: Robert Stevens <robert.stevens@law.ox.ac.uk>
Date: Saturday, 6 June 2020 at 3:49 pm
To: "donal.nolan@law.ox.ac.uk" <donal.nolan@law.ox.ac.uk>, "A.M.Tettenborn@swansea.ac.uk" <a.m.tettenborn@swansea.ac.uk>, Christine Beuermann <Christine.Beuermann@newcastle.ac.uk>, Barry Allan <barry.allan@otago.ac.nz>, Neil Foster <neil.foster@newcastle.edu.au>
Cc: "obligations@uwo.ca" <obligations@uwo.ca>
Subject: Re: HCA on battery and use of force with passing comments on bystanders

 

FWIIW, Donal (and Christine) are clearly right, and I am wrong. My outrage on the facts got the better of me.

R


From: Donal Nolan <donal.nolan@law.ox.ac.uk>
Sent: 05 June 2020 23:13
To: Robert Stevens <robert.stevens@law.ox.ac.uk>; Andrew Tettenborn <a.m.tettenborn@swansea.ac.uk>; Christine Beuermann <Christine.Beuermann@newcastle.ac.uk>; Barry Allan <barry.allan@otago.ac.nz>; Neil Foster <neil.foster@newcastle.edu.au>
Cc: obligations@uwo.ca <obligations@uwo.ca>
Subject: RE: HCA on battery and use of force with passing comments on bystanders

 

With apologies for out-formalising Rob, it’s obviously a non-sequitur to say that because something is unlawful it’s also unreasonable in negligence terms. It has recently become unlawful in the UK to smoke menthol cigarettes. If by some freak of fate my doing so in ignorance of the new rule happens to cause someone else injury, it doesn’t follow that I have acted unreasonably towards them in the sense required by negligence law (which is to say, that I have exposed them to unreasonable risks of injury). The same is true with tear gas or hand grenades, albeit there the chances of it not being unreasonable towards a victim of their use are much reduced.

 

But what if (to take an everyday example) a bear is attacking a group of children and I just happen to have a tear gas canister to hand. I use the tear gas to scare off the bear, thereby saving the lives of the kids, but they get a blast of it too. Am I liable to them in negligence, or to a passer-by who also inhales some of the gas, even if there happens to be no statutory authority for my illegal action? My conduct seems pretty reasonable to me. Battery is different, as unreasonableness isn’t an element of the tort, so there I need a defence.

 

And note that I’m not claiming that negligence provides a better solution to these problems than battery (in fact, I think they complement each other). Just that we shouldn’t assume that unlawful action is necessarily unreasonable in negligence terms.   

 

All best

 

Donal

 

From: Robert Stevens <robert.stevens@law.ox.ac.uk>
Sent: 05 June 2020 19:17
To: Andrew Tettenborn <a.m.tettenborn@swansea.ac.uk>; Christine Beuermann <Christine.Beuermann@newcastle.ac.uk>; Barry Allan <barry.allan@otago.ac.nz>; Neil Foster <neil.foster@newcastle.edu.au>
Cc: obligations@uwo.ca
Subject: [Spam?] Re: HCA on battery and use of force with passing comments on bystanders

 

In the UK, the use of tear gas without statutory authority is indeed unlawful. It is in the same category as a firearm. I'd be very surprised indeed if the use of tear gas without statutory authority were lawful in Australia. (The US is of course a different matter. Who knows?). 

 

So again,  in law the only possible question here is one of statutory authority. Which is as it should be: when the police or prison officers may exceptionally use force when others cannot should be  a matter the legislature should decide. Courts creating "qualified immunities" or privileges for public officials on dubious "public policy" grounds is a disgrace.

 

Absent statutory authority, when is it reasonable for you, me, a policeman or  prison officer to use tear gas (or a sub machine gun, or a hand grenade)? The answer is never.

 

I am, I hope, as passionate about legal formalism as anyone, but whether on these facts you want to call gassing four innocent children "battery" or "negligence" seems to me to miss the point. 

 


From: Andrew Tettenborn <a.m.tettenborn@swansea.ac.uk>
Sent: 05 June 2020 18:47
To: Robert Stevens <
robert.stevens@law.ox.ac.uk>; Christine Beuermann <Christine.Beuermann@newcastle.ac.uk>; Barry Allan <barry.allan@otago.ac.nz>; Neil Foster <neil.foster@newcastle.edu.au>
Cc:
obligations@uwo.ca <obligations@uwo.ca>
Subject: Re: HCA on battery and use of force with passing comments on bystanders

 

Is the use of tear gas necessarily illegal in all circumstances? If you have a rampaging crowd of rioters including adults but also a number of 16-year-olds, must police with tear gas stand back and allow £ millions of damage to be done for fear of hurting the 16-year-olds? I see no necessary reason why.

Andrew

On 05/06/20 17:43, Robert Stevens wrote:

I don't see much balancing as necessary here. The use of tear gas is unlawful. I can't use it to control disruptive children, and so on its face nor can prison officers. Unless the state authority has a special statutory privilege to gas these individuals, not possessed by persons generally, this should be a tort everywhere. Or at least it damn well should be, see a recent high profile example in the news. The only question should be the interpretation of the statute. 

 

(A statute permitting the use of tear gas against disruptive children would be a disgrace. A statute permitting innocent children to be gassed as collateral damage nearly unbelievable.)


From: Christine Beuermann <Christine.Beuermann@newcastle.ac.uk>
Sent: 05 June 2020 17:19
To: Barry Allan <barry.allan@otago.ac.nz>; Neil Foster <neil.foster@newcastle.edu.au>
Cc: obligations@uwo.ca <obligations@uwo.ca>
Subject: Re: HCA on battery and use of force with passing comments on bystanders

 

Leaving aside the statutory interpretation issues, I wonder if this case was brought in England if it would be brought as a negligence rather than a battery case?  It should be remembered that the Australian position on negligent trespass differs (or last time I looked, anyway).  As perhaps does the approach to determining what was 'intentional'.

 

Robinson comes to mind in this respect.  As does R v Deputy Governor of Parkhurst Prison; Ex parte Hague and Weldon v Home Office (in which you might recall a gassed cell was actually mentioned) and the mistreatment of prisoner cases more generally .  The benefit of a negligence analysis is that the court is able to balance the various interests at play (and scrutinise more carefully what Gageler called the 'choice between two evils').  The defence of necessity seems a rather blunt tool in the circumstances.  

 

Cheers

 

Christine


From: Barry Allan <barry.allan@otago.ac.nz>
Sent: 04 June 2020 06:44
To: Neil Foster <neil.foster@newcastle.edu.au>
Cc: obligations@uwo.ca <obligations@uwo.ca>
Subject: Re: HCA on battery and use of force with passing comments on bystanders

 

External sender. Take care when opening links or attachments. Do not provide your login details.

The mention of necessity triggered something in my mind. There was a case where a  building caught fire after the police chucked in a gas canister to flush out a psychopath. This incidental infliction of property damage was caught by a defence of necessity. Austin v Police is probably more on point: to quell a riot, the Police detained thousands in Oxford Circus for hours ("kettling" them), including a large number of innocent passersby. The defence of necessity was held to be available to justify what would otherwise be false imprisonment. It does not seem to be a great stretch to find this defence available for any of the trespass based torts - if, indeed, the actions met the test of being necessary.

 

Barry  

 

University of
                            Otago

Barry Allan | BA, BCOM, LLM
Associate Professor
Faculty of Law | Te Kaupeka Tātai ture
University of Otago | Te Whare Wānanga o Otāgo


From: Neil Foster <neil.foster@newcastle.edu.au>
Sent: Wednesday, 3 June 2020 7:18 p.m.
To: Tettenborn A.M.
Cc: obligations@uwo.ca
Subject: Re: HCA on battery and use of force with passing comments on bystanders

 

Thanks Andrew. One of the interesting features of Gageler J’s comments is that I think he suggests that you could use force in self-defence even if it caused harm to bystanders (ie that you would have a “right” to use force) but that if the harm occurred you would be obliged to compensate the bystanders! I seem to remember we have had discussions previously on the ODG about Vincent v Lake Erie raising similar issues.

See [47]:

 

In working my way to that result, I have benefited from recent academic writing exploring the general topic of "necessity" as a defence to an action in tort in the United Kingdom42 and the United States43. Although I have found them to have no direct utility, I have also considered the concepts of "incomplete privilege"44 and "conditional fault"45 developed in academic and professional writing in the United States by reference to Vincent v Lake Erie Transportation Co46

 

But the comments have most plausibility if applied to police and other public officials for whose actions the Crown will be held liable; they seem unfair if applied to individuals. So I am not sure that this sort of rule could be generalised across tortfeasors. Much to chew over.

 

Regards

Neil

 

 

NEIL FOSTER

Associate Professor, Newcastle Law School

Faculty of Business and Law

409 Hunter St

Newcastle

 

T: +61 2 49217430

E: neil.foster@newcastle.edu.au

 

Further details: http://www.newcastle.edu.au/profile/neil-foster

My publications: http://works.bepress.com/neil_foster/ , http://ssrn.com/author=504828 

Blog: https://lawandreligionaustralia.blog

 

 

The University of Newcastle (UoN)

University Drive

Callaghan NSW 2308

Australia

 

CRICOS Provider 00109J

cid:image001.png@01D3A0F9.4CB70500 

 

 

 

 

From: "A.M.Tettenborn@swansea.ac.uk" <a.m.tettenborn@swansea.ac.uk>
Date: Wednesday, 3 June 2020 at 4:01 pm
To: Neil Foster <neil.foster@newcastle.edu.au>
Cc: "obligations@uwo.ca" <obligations@uwo.ca>
Subject: Re: ODG: HCA on battery and use of force with passing comments on bystanders

 

My first reaction is to be sceptical of Gageler J's interpretation. I would be surprised if, say, police were unable to use force to keep order merely because there were bystanders at risk. And applying this reasoning to the defence of self-defence would be grotesque: I would lose the right to defend myself against violence by A if there were bystanders B C and D nearby who would be injured.

I also doubt if this is a case of using bystanders instrumentally. If the officer had incapacitated the other bystanders because they obstructed his way to the youth they were subduing it might be. But I'd see this injury as incidental rather than instrumental. Compare the rules of necessity on property damage. I can't destroy your property to prevent damage to mine. But I can take steps to divert a flood from inundatng my land even though the effect is to cause it to inundate yours.

Andrew

Sent from BlueMail

On 3 Jun 2020, at 03:05, Neil Foster <neil.foster@newcastle.edu.au> wrote:

Dear Colleagues;

Very interesting tort decision today from the High Court of Australia in Binsaris v Northern Territory; Webster v Northern Territory; O'Shea v Northern Territory; Austral v Northern Territory [2020] HCA 22 (3 June 2020) http://www8.austlii.edu.au/cgi-bin/viewdoc/au/cases/cth/HCA/2020/22.html . The question is whether the tort of battery was committed when prison officers used tear gas in controlling a disruptive detainee in a youth detention centre; the allegations of battery in this respect were brought, not by the disruptive detainee themselves but by 4 other detainees who were located nearby and were affected by the gas.

This was 5-member bench (Kiefel CJ and Keane J in one judgment; Gordon and Edelman JJ in another; Gageler J wrote separately.) A clear majority (the two “dual” judgments, if I can use that term) found that the use of the CS gas was not justified against either the main offender (and hence obviously not against the “bystanders”) by the relevant legislation governing use of such. While this as a “prohibited weapon” under NT law was allowed to be used in “prisons” (for adults), it was not authorised for use in “youth detention centres”. Hence the use of gas was a battery (confirming the common sense view that causing a substance to be propelled into someone’s body can be just as much an interference with physical integrity as actually hitting them with your hand.) There are some general comments from Gordon and Edelman JJ  that a power to do what is “necessary” to enforce discipline is not sufficient statutory authorisation on its own for the commission of a battery:

 

[100] conferral of powers necessary or convenient to enable the superintendent to perform their statutory functions does not give the superintendent general authority to commit what would otherwise be crimes or torts against detainees.

 

However, Gageler J differed from the other members of the court on the interpretation of the legislation. He took the view that the Acts in question did authorise use of CS gas against the main offender. But this meant that he had to consider the very interesting question as to whether a defence in relation to one person, authorised harm incidentally caused to bystanders. See [38]:

 

Mr Walker SC, who appears with Ms Foley and Mr McComish for the other detainees, submits that the common law power of a police officer to use such force as is reasonably necessary to restrain or prevent a breach of the peace confers no common law immunity from liability in battery to a bystander who is injured through the application of that force. He submits that police have no privilege to make "instrumental use" of a bystander so as to cause "collateral damage" to the bystander with impunity. Despite a surprising dearth of modern authority on the topic, I believe the submission to be correct (emphasis added)

 

There is a very interesting review of the law on this area. For example, his Honour notes that some of the older cases may have been decided on the basis that police officers were personally liable for wrongs and that the Crown could not be sued for the torts of “constables”. He notes that due to a series of statutory amendments around Australia, this is no longer the case- that the Crown will usually be held vicariously liable. And he concludes at [44]:

 

legislative development, and the underlying legislative acceptance of public responsibility for torts committed by police officers, are appropriate to be factored into the contemporary expression of the common law of Australia.

 

In coming to the conclusion that the law should put responsibility for “incidental” harm to bystanders on the Crown, his Honour refers to what he says are analogous principles in property cases and cites Virgo, "Justifying Necessity as a Defence in Tort Law", in Dyson, Goudkamp and Wilmot-Smith (eds), Defences in Tort (2015) 135, esp at 146-147 (at n 42).

 

The conclusion at [49] even involves some comment on equity!

 

Doctrinally, my preferred analysis is to focus on the scope of the common law "privilege" or "immunity" attendant on the common law "power", or "right" and "duty", of a police officer to use force reasonably necessary to restrain or prevent a breach of the peace. The attendant common law immunity is unquestionably such as to provide a defence to a claim in battery by the wrongdoer who is the target of the force. The attendant common law immunity, in my opinion, is not such as to provide a defence to a claim in battery by a bystander who suffers collateral harm by reason of the necessitous use of force. The bystander is entitled to damages at common law to compensate for the harm for the simple reason that the use of force has interfered with the bystander's bodily integrity. The interference is tortious in the absence of a defence. The tortious liability and concomitant entitlement to an award of compensatory damages by a court administering the common law is unaffected by the circumstance that a court administering equity would decline to restrain the tortious but necessitous use of force by pre-emptive injunction. 

 

Hence he agrees with the orders proposed by the majority, because the statutory defences did not authorise the incidental harm caused to the “bystanders”.

 

His Honour’s judgement of course is not part of the ratio of this case, and indeed there is a passing comment by Gordon and Edelman JJ at [54] that the appeals can be resolved by statutory interpretation and “do not turn on engaging or applying any wider principle”. But they provide a very fruitful basis for further discussion of this interesting question.

 

It is also worthy of note that a decision of this sort has been handed down on the day after a high profile incident in the USA where it seems that tear gas may have been used on a crowd outside the White House when it was not really needed to deal with actual or threatened violence. But of course US law is another matter altogether!

 

Regards

Neil

 

 

NEIL FOSTER

Associate Professor, Newcastle Law School

Faculty of Business and Law

409 Hunter St

Newcastle

 

T: +61 2 49217430

E: neil.foster@newcastle.edu.au

 

Further details: http://www.newcastle.edu.au/profile/neil-foster

My publications: http://works.bepress.com/neil_foster/ , http://ssrn.com/author=504828 

Blog: https://lawandreligionaustralia.blog

 

 

The University of Newcastle (UoN)

University Drive

Callaghan NSW 2308

Australia

 

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